Client Associate

@ Wells Fargo

About This Role

Wells Fargo is seeking a Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the career areas and business divisions at wellsfargojobs.com.

In This Role, You Will

• Assist Financial Advisor(s) with service and operational activities.
• Provide service to clients via telephone, direct interaction and written correspondence.
• Facilitate advisor and client requests for account information and quotes.
• Schedule and prepare for appointments with new or prospective clients.
• Establish and service client accounts, prepare forms, research inquiries, and enter security order tickets.
• Execute various administrative functions including tracking referrals and supporting marketing activities.
• Establish and maintain filing and record keeping for regulatory compliance.
• Act as liaison for referral sources by reviewing and forwarding paperwork for management review.

Required Qualifications

Minimum 2+ years of Brokerage and Client Services experience or equivalent through work, training, military service, or education.

Desired Qualifications

• Brokerage client support or financial services industry experience.
• Administrative support experience in financial services.
• Experience interacting directly with customers.
• Intermediate skills in Microsoft Office applications.
• Client service focus with strong listening and solution recommendation abilities.
• Ability to prioritize work, meet deadlines, and work effectively in a dynamic environment.

Job Expectations

Candidates must comply with specific compliance policies including FINRA background checks and ongoing regulatory requirements. Note that this position is not eligible for Visa sponsorship and internal transfers are subject to specific regulatory guidelines.

Posting Location

6516 Long Shore Loop - Dublin, OH - 43017

Equal Opportunity and Additional Information

Wells Fargo is an equal opportunity employer. Accommodations are available for applicants with disabilities. The company maintains a drug-free workplace and adheres to strict compliance and risk management procedures.

Reference

Reference Number: R-496076

Key skills/competency

• Client Service
• Financial Advisory
• Administrative Support
• Compliance
• Brokerage
• Risk Management
• Microsoft Office
• Customer Interaction
• Record Keeping
• Regulatory Awareness