Senior Manager, Compliance Audit and Exam Coord...
@ TD

New York, NY
$140,000
On Site
Full Time
Posted 24 hours ago

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Job Details

Overview

TD is seeking a Senior Manager, Compliance Audit and Exam Coordinator to lead and develop a new compliance structure. This role plays a key part in reshaping compliance processes, managing audit exams, and enhancing the bank’s compliance program.

Key Responsibilities

  • Develop and draft an annual audit plan with Compliance Program input.
  • Coordinate between Compliance teams and audits for action plans.
  • Review audit packages for clarity, consistency, and quality.
  • Address ad-hoc requests and conduct root cause analysis.
  • Support remediation and management of audit issues.
  • Integrate latest regulatory expectations into compliance plans.

Team Leadership & Management

Lead a dynamic team of Compliance professionals. This includes hiring top talent, setting goals, oversight of performance, and promoting teamwork. You will also be a strategic partner to senior leadership on operational and regulatory risk management.

Work Environment

The role operates under a hybrid work model, initially two days per week in-office, increasing to four days starting November 2025.

Key skills/competency

  • Compliance
  • Audit
  • Risk Management
  • Regulatory
  • Stakeholder Communication
  • Leadership
  • Strategic Planning
  • Team Management
  • Analytical
  • Remediation

Additional Information

TD is a leading global financial institution known for delivering legendary customer experiences, career development, and competitive rewards. Regular training, career development programs, and a focus on both individual and team growth are available.

How to Get Hired at TD

🎯 Tips for Getting Hired

  • Research TD's culture: Study their mission, values, and news.
  • Customize your resume: Highlight compliance and audit leadership skills.
  • Network on LinkedIn: Connect with TD employees and alumni.
  • Prepare for interviews: Focus on regulatory and risk management cases.

📝 Interview Preparation Advice

Technical Preparation

Review current audit standards and procedures.
Study regulatory compliance frameworks and guidelines.
Practice analytical tasks using Microsoft Office Suite.
Familiarize with audit management software.

Behavioral Questions

Describe your team leadership experience.
Explain handling conflict in projects.
Discuss strategic decision-making in audits.
Share examples of proactive problem solving.

Frequently Asked Questions