Senior Manager, Compliance Audit and Exam Coord... @ TD
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Job Details
Overview
TD is seeking a Senior Manager, Compliance Audit and Exam Coordinator to lead and develop a new compliance structure. This role plays a key part in reshaping compliance processes, managing audit exams, and enhancing the bank’s compliance program.
Key Responsibilities
- Develop and draft an annual audit plan with Compliance Program input.
- Coordinate between Compliance teams and audits for action plans.
- Review audit packages for clarity, consistency, and quality.
- Address ad-hoc requests and conduct root cause analysis.
- Support remediation and management of audit issues.
- Integrate latest regulatory expectations into compliance plans.
Team Leadership & Management
Lead a dynamic team of Compliance professionals. This includes hiring top talent, setting goals, oversight of performance, and promoting teamwork. You will also be a strategic partner to senior leadership on operational and regulatory risk management.
Work Environment
The role operates under a hybrid work model, initially two days per week in-office, increasing to four days starting November 2025.
Key skills/competency
- Compliance
- Audit
- Risk Management
- Regulatory
- Stakeholder Communication
- Leadership
- Strategic Planning
- Team Management
- Analytical
- Remediation
Additional Information
TD is a leading global financial institution known for delivering legendary customer experiences, career development, and competitive rewards. Regular training, career development programs, and a focus on both individual and team growth are available.
How to Get Hired at TD
🎯 Tips for Getting Hired
- Research TD's culture: Study their mission, values, and news.
- Customize your resume: Highlight compliance and audit leadership skills.
- Network on LinkedIn: Connect with TD employees and alumni.
- Prepare for interviews: Focus on regulatory and risk management cases.