Brokerage Operations Associate

@ Talentify.io

Why Consider This Job Opportunity

This role offers a competitive salary up to $60,000, along with an annual corporate bonus and a comprehensive benefits package including medical, dental, and vision coverage. In addition, you will benefit from a 401k with match and profit sharing, paid parental and caregiver leave, and ample opportunities for career advancement and professional development.

What To Expect (Job Responsibilities)

As a Brokerage Operations Associate, you will:

• Perform operational activities between the broker/dealer and the clearing firm.
• Review daily reports and evaluate findings related to regulatory compliance.
• Process check deposits received through the remote deposit system.
• Monitor and complete requests in the Salesforce Operations queue.
• Act as a point of contact for advisor and custodian teams to resolve operational issues.

What Is Required (Qualifications)

• College degree or equivalent work experience.
• Minimum of 2 years of financial industry experience.
• Excellent communication skills with heavy phone usage.
• Strong process management skills and attention to detail.
• Proficient with Microsoft Office.

How To Stand Out (Preferred Qualifications)

• FINRA Series 7 and SIE certifications preferred.
• FINRA Series 24 certification preferred.
• Strong problem-solving skills.
• Experience with Salesforce operations.

Key skills/competency

• Operations
• Regulatory Compliance
• Remote Deposit
• Salesforce
• Communication
• Process Management
• Financial Industry
• Microsoft Office
• Problem Solving
• Financial Certifications