Senior Associate AML Audit

Senior Associate AML Audit at RSM US LLP

RSM US LLP is a leading global provider of professional services to the middle market, dedicated to instilling confidence and empowering clients and people. The firm prides itself on an unrivaled culture and talent experience, fostering an environment where individuals can thrive both personally and professionally. At RSM, you'll discover a unique place where your contributions are valued and your growth is supported.

RSM’s AML Audit Group is actively seeking a skilled Senior Associate AML Audit to play a crucial role in supporting AML audit engagements for a global banking client. This position is integral to the Third Line of Defense, with a focus on consent order remediation, issue validation, and executing regulator-ready audits. The ideal candidate will possess direct hands-on AML audit experience, robust data analysis capabilities, and the proven ability to produce high-quality deliverables that meet stringent regulatory expectations.

Key Responsibilities

• Support the execution of AML audits within the Third Line of Defense, encompassing coverage of transaction monitoring, customer due diligence (CDD), sanctions screening, and AML governance frameworks.
• Assist with audit activities linked to regulatory remediation and issue validation, ensuring corrective actions are thoroughly tested and sustainable over time.
• Perform data-driven testing, including population validation, meticulous sample selection, and in-depth transactional data analysis.
• Prepare clear, comprehensive, and well-documented workpapers that effectively support audit conclusions and align with regulatory expectations.
• Collaborate effectively with audit managers and other team members, contributing valuable subject matter insights when appropriate.

Required Qualifications

• 3–6 years of Internal Audit experience with direct exposure to BSA/AML and sanctions within large banks or leading consulting firms.
• Demonstrated experience contributing to audits involving consent orders, MRAs/MRIAs, or other significant regulatory enforcement actions.
• Strong data proficiency across various tools such as SQL, ACL, Excel, Tableau, or similar, for analyzing large datasets.
• CAMS certification (or an equivalent qualification) is preferred, showcasing expertise in AML compliance.
• Comprehensive knowledge of U.S. and global AML regulatory frameworks, including BSA, OFAC, FFIEC, and associated guidance.
• Excellent written and verbal communication skills, with the ability to contribute significantly to regulator-ready audit documentation.

Why This Role

This presents an outstanding opportunity for an AML audit professional at the Senior Associate level to significantly deepen their Third Line of Defense experience. You will work on high-visibility regulatory remediation projects and refine your data-driven audit skills while providing critical support to one of the world’s leading banking institutions.

Key Skills/Competency

• AML Audit
• BSA/AML
• Sanctions Screening
• Internal Audit
• Regulatory Compliance
• Data Analysis
• Consent Order Remediation
• FFIEC
• CAMS Certification
• Transaction Monitoring