Compliance Auditor II - BSA AML OFAC @ Pathward
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About the Role
The Compliance Auditor II - BSA AML OFAC at Pathward performs risk-based audits across operational, financial, and compliance areas. The role focuses on BSA/AML and OFAC compliance, applying advanced audit methodologies and data analytics to assess controls, identify risks, and recommend improvements in governance and regulatory adherence.
What You Will Do
- Execute audit testing aligned with risk-based priorities and enterprise objectives.
- Support audits across payments, consumer compliance, third party risk management, and model risk.
- Apply audit methodology and leverage data analytics tools for enhanced precision.
- Analyze data to detect control gaps, fraud indicators, and non-compliance.
- Evaluate key processes such as CIP, KYC, CDD, EDD, and transaction monitoring.
- Assess OFAC compliance and related sanctions processes.
- Document work, issues, and observations clearly using oral and written communication.
- Participate in projects related to financial crimes, third-party risk oversight, and regulatory changes.
- Exemplify ethics, sound judgment, and confidentiality in all audits.
What You Will Need
- Bachelor's degree in Accounting, Finance, Business, or related field.
- Professional certifications such as CAMS, CFE, CIA, CRMA, or CPA preferred.
- Up to 3+ years of relevant experience or equivalent combination of education and work.
- Deep knowledge of BSA/AML, sanctions compliance, and regulatory requirements.
- Strong analytical, communication, and organizational skills.
- Ability to work through ambiguity while meeting deadlines.
Additional Information
This role is part of a hybrid, remote-office company with onsite locations in Sioux Falls, SD; Scottsdale, AZ; Louisville, KY; Troy, MI; Franklin, TN; and Easton, PA. Pathward is dedicated to financial inclusion and empowerment, offering a comprehensive benefits package and performance-based incentives.
Key skills/competency
BSA AML, OFAC, compliance, risk, audit, internal control, data analytics, financial crimes, regulations, documentation
How to Get Hired at Pathward
🎯 Tips for Getting Hired
- Research Pathward's culture: Study their mission and values online.
- Tailor your resume: Emphasize audit and compliance experience.
- Highlight BSA AML expertise: Showcase certifications and risk skills.
- Prepare with examples: Discuss previous audit testing successes.