AI-Enabled Compliance Reviewer

About Norm Ai

Norm Ai, the leading Legal & Compliance AI company, has a client base with a combined $30 trillion in assets under management. By turning legal code into AI code, Norm enables enterprises to move faster and more comprehensively in their legal and compliance processes with reliability and trust.

Norm’s platform combines frontier AI, proprietary legal reasoning systems, and embedded legal and regulatory expertise.

We have recently raised more than $140 million, backed by Blackstone, Bain Capital, Vanguard, Citi, New York Life, TIAA, Coatue, Craft Ventures, Henry R. Kravis (KKR co-founder), and Marc Benioff (Salesforce CEO).

Norm Ai pioneered Legal Engineering, the process that empowers lawyers to build and supervise domain-specific AI agents with Norm’s proprietary suite of no-code software tools. We hired dozens of lawyers from premier U.S. law firms and trained them as Legal Engineers, who specialize in Large Language Model powered legal workflows.

Norm Ai technology is deployed inside many of the largest and most consequential institutions in the world. The company is growing quickly and hiring across all teams.

AI Fluency

Norm Ai expects all team members to be fluent in AI. Successful candidates actively use AI in their day-to-day work to support thinking, creation, and problem-solving. They use it to improve the quality and speed of their work and to continuously refine how work gets done end-to-end.

Candidates should be prepared to demonstrate and discuss their AI usage throughout the interview process, including concrete examples of tools, workflows, and outcomes. We look for practical, hands-on experience, not theoretical familiarity.

This Role: AI-Enabled Compliance Reviewer

As an AI-Enabled Compliance Reviewer at Norm Ai, you will serve as a dedicated compliance reviewer for Norm Ai’s clients, some of the largest asset management firms in the world. You will function as an extension of each client’s legal and compliance team while conducting reviews with the Norm Ai compliance platform.

The role combines hands-on compliance judgment with close collaboration alongside Norm’s Legal Engineers to translate regulatory requirements, review standards, and examination practices into AI-native workflows and agents. In addition to supporting compliance reviews, regulatory examinations, and advisory engagements, you will help define how compliance work is operationalized, automated, and continuously applied within an AI-driven operating model.

What You’ll Do

• Serve as a compliance reviewer for Norm Ai clients, assigned to one or more client engagements at a time for multi-month review periods. During each assignment, you will function as an extension of the client’s compliance team, conducting reviews using Norm’s AI-powered compliance platform.
• Perform hands-on regulatory reviews across marketing materials, disclosures, policies and procedures, and surveillance outputs, applying professional compliance judgment alongside AI-assisted analysis.
• Work closely with Norm’s Legal Engineers and Norm Law, LLP’s Attorneys to translate regulatory requirements, review standards, and client-specific interpretations into AI agents and structured review logic. This includes helping define how reviews should be conducted, what constitutes an issue, and how regulatory standards are operationalized within automated workflows.
• Support SEC examinations, compliance program reviews, and other regulatory or advisory engagements for investment advisers and related financial institutions, contributing both substantive analysis and defensible documentation.
• Note: Work on-site with clients may be required, including multiple days per week in a secondment-style arrangement, typically within the NYC tri-state area, depending on the engagement.

Skills & Experience

• Bachelor’s degree; Law degree optional
• 2 or more years of experience performing regulatory compliance consulting or compliance analysis for investment advisers or similar regulated entities; compensation commensurate with experience
• Hands-on experience with compliance testing, regulatory exams, or advisory engagements.
• Experience working with SEC regulations and FINRA rules applicable to investment advisers and broker-dealers
• Experience working with compliance technology tools, data-driven testing, or process automation (not required, but a strong plus).

Comp And Benefits

$100,000 - $140,000 per year plus equity.

The range displayed in this job posting reflects the minimum and maximum target for new hire salary for this position. Within the range, individual pay is determined by various factors, including job-related skills (as uncovered during the interview process), experience, and relevant education or training. Please note that the compensation details listed here reflect the base salary only, and do not include equity or benefits. We offer a competitive salary along with equity compensation. Our comprehensive benefits package includes a 401(k) plan with an employer match. Employees enjoy top-tier insurance coverage, encompassing health, dental, hospital, accident, and vision plans. For candidates needing to relocate to NYC, we provide relocation reimbursement. You'll thrive in our fast-paced learning environment where professional growth is constant.

Key skills/competency

• Regulatory Compliance
• Investment Advisers Act
• SEC Regulations
• FINRA Rules
• Compliance Testing
• AI-Assisted Analysis
• Legal Engineering
• Workflow Automation
• Client Engagement
• Large Language Models