Internal Audit Associate – Legal & Compliance N...
@ Morgan Stanley

Baltimore, MD
$100,000
On Site
Full Time
Posted 23 days ago

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Job Details

About the Role

Morgan Stanley is seeking an Internal Audit Associate – Legal & Compliance Non-Financial Risk to support assurance activities for Core Compliance within the Non-Financial Risk Audit team. This role is part of the Internal Audit Division (IAD) that focuses on evaluating internal controls, risk management, and governance systems.

Key Responsibilities

  • Execute a wide range of assurance activities including audits and continuous monitoring.
  • Adopt new audit tools and techniques under guidance.
  • Develop concise risk and business impact messages.
  • Utilize data analysis to identify key patterns and anomalies.
  • Collaborate with internal stakeholders to achieve team deliverables.
  • Manage multiple deliverables and ensure high-quality work.

Qualifications

  • Understanding of audit principles including risk assessments, testing, and reporting.
  • Effective communication skills with adaptability to various audiences.
  • At least 2 years of relevant experience.
  • Relevant certifications such as CIA, CAMS, or CFE are preferred.
  • A commitment to inclusive behaviors and team feedback.

About Morgan Stanley

Since 1935, Morgan Stanley has led the global financial services industry with excellence and innovation. The firm emphasizes client service, integrity, and diversity in a comprehensive work environment with attractive benefits and career growth opportunities.

Key skills/competency

  • risk assessment
  • audit
  • compliance
  • internal control
  • data analysis
  • continuous monitoring
  • stakeholder collaboration
  • governance
  • certification
  • financial services

Location

Baltimore, MD (Hybrid, 4x per week in office)

Compensation & Benefits

Salary range is $80,000 - $115,000 annually, with eligibility for discretionary incentive compensation and a full spectrum of benefits.

How to Get Hired at Morgan Stanley

🎯 Tips for Getting Hired

  • Customize your resume: Tailor it to audit and compliance experiences.
  • Highlight certifications: Emphasize CIA, CAMS, or CFE credentials.
  • Research Morgan Stanley: Understand their culture and risk management.
  • Prepare for interviews: Practice clear communication of audit scenarios.

📝 Interview Preparation Advice

Technical Preparation

Review audit tools and software.
Study risk management frameworks.
Practice data analysis techniques.
Brush up on internal control standards.

Behavioral Questions

Describe a challenging audit project.
Explain handling multiple deliverables.
Share teamwork experiences in audits.
Discuss adapting communication to audiences.

Frequently Asked Questions