Employee Trading and Investing Analyst
Morgan Stanley
Job Overview
Who's the hiring manager?
Sign up to PitchMeAI to discover the hiring manager's details for this job. We will also write them an intro email for you.
Job Description
About the Role
Join Morgan Stanley's offshore Legal and Compliance Department in Mumbai as an Employee Trading and Investing Analyst. This role provides essential support services to our onshore teams, focusing on the firm's management of legal, regulatory, and franchise risk.
As an Associate level position within the Legal and Compliance division, you will be integral to supporting Employee Trading and Investing Activities across New York, London, Tokyo, and Hong Kong. This team offers advice and guidance to employees on their investing and outside activities, upholding Morgan Stanley's commitment to excellence in financial services since 1935.
What You'll Do In The Role
- Ensure all account-related documentation is complete and accurate.
- Review employee personal account trades for compliance with regulations.
- Apply basic understanding of regulatory regimes across different jurisdictions.
- Utilize foundational knowledge of financial markets and products.
- Work comfortably with technology and contribute to enhancing system efficiency.
What You'll Bring To The Role
- Industry qualifications, such as a Graduate, Post Graduate, or MBA degree.
- 0-2 years of experience, preferably within the financial industry.
- Understanding of the implications of risk involved in trading and investing activities.
- Strong analytical and communication skills.
- Exceptional attention to detail.
Coverage
- Monday to Friday from 1:30 PM to 10:30 PM (IST).
- Participation in periodic evening calls with US and EMEA internal clients.
What You Can Expect From Morgan Stanley
At Morgan Stanley, we raise, manage, and allocate capital for our clients, helping them achieve their financial goals. Our firm has a 90-year legacy of innovation and client-first values. We are committed to diversity and inclusion, supporting our more than 80,000 employees across 42 countries. You will find an environment that supports and empowers you, fostering collaboration, creativity, and professional growth. We offer attractive and comprehensive employee benefits and perks, along with ample opportunities for career advancement for those demonstrating passion and grit. To explore our global presence, visit https://www.morganstanley.com/about-us/global-offices.
Morgan Stanley is an equal opportunities employer, dedicated to providing a supportive and inclusive environment where all individuals can maximize their full potential. Our diverse workforce reflects the global communities we serve, and we are proud to recruit, develop, and advance individuals based on their skills and talents.
Key skills/competency
- Compliance
- Regulatory Oversight
- Financial Markets
- Risk Management
- Trade Review
- Analytical Skills
- Attention to Detail
- Communication Skills
- Technology Solutions
- International Regulations
How to Get Hired at Morgan Stanley
- Research Morgan Stanley's culture: Study their mission, values, recent news, and employee testimonials on LinkedIn and Glassdoor to align your application with their principles of integrity and client focus.
- Customize your resume strategically: Highlight your compliance, financial services, and analytical experience, using keywords directly from the Employee Trading and Investing Analyst job description to demonstrate a precise fit.
- Network within the financial industry: Connect with Morgan Stanley professionals on LinkedIn to gain insights into compliance operations and potentially secure referrals, strengthening your application for an Analyst role.
- Prepare for behavioral interviews: Practice answering questions that showcase your attention to detail, communication skills, risk understanding, and commitment to regulatory compliance, aligning with Morgan Stanley's ethical standards.
- Demonstrate regulatory knowledge: Be ready to discuss your basic understanding of financial markets, products, and global regulatory regimes relevant to employee trading and investing oversight, particularly for the Mumbai office.
Frequently Asked Questions
Find answers to common questions about this job opportunity
Explore similar opportunities that match your background