AI Governance and Compliance Specialist
@ Morgan Stanley

Montreal, QC
$150,000
On Site
Full Time
Posted 24 days ago

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Job Details

About the Role

Morgan Stanley is seeking an AI Governance and Compliance Specialist to provide compliance coverage and guidance to the Firm's Business Units and Infrastructure Divisions across all regions and jurisdictions. This director level position within the NFR Artificial Intelligence Governance Group focuses on compliance coverage of information management and AIML governance.

Key Responsibilities

  • Implement information and data compliance programs focusing on AI patterns and controls.
  • Establish and implement governance frameworks for onboarding, testing, and monitoring of AI and Gen AI models.
  • Develop risk-based frameworks for reviewing and signing off on Gen AI use cases.
  • Coordinate review processes of AIML use cases with relevant control functions.
  • Conduct periodic monitoring checks to ensure adherence to governance policies.
  • Advise on governance processes, controls, policies and procedures to meet regulatory requirements.
  • Collaborate with compliance testing groups and diverse stakeholders across Risk, Legal, Business, and Technology divisions.

What You’ll Bring

  • Strong interest in data and information management regulatory requirements, including the European AI Act.
  • Excellent oral and written communication skills.
  • Proven ability to build interpersonal relationships and work collaboratively in a diverse team.
  • Good execution, organizational skills, and experience managing risk and priorities.
  • Bachelor’s degree or higher with minimum 5 years of professional experience in banking and/or enterprise technology compliance.

About Morgan Stanley Montreal

At Morgan Stanley Montreal, you'll support global businesses and infrastructure with cutting edge technology, including electronic trading, algorithm trading, cloud engineering, cybersecurity, and AI/ML. The office in Montreal, Quebec provides a hybrid work environment, combining remote work with office attendance. Fluency in French and English is required.

Key Skills/Competency

  • Compliance
  • Governance
  • AI
  • Regulation
  • Risk
  • Data Management
  • AIML
  • Communication
  • Collaboration
  • Monitoring

How to Get Hired at Morgan Stanley

🎯 Tips for Getting Hired

  • Customize your resume: Tailor skills to compliance and AI governance.
  • Highlight relevant experience: Emphasize banking and tech compliance roles.
  • Research Morgan Stanley: Understand their global operations and culture.
  • Prepare for interviews: Focus on regulatory and technical questions.

📝 Interview Preparation Advice

Technical Preparation

Review AI model monitoring techniques.
Study Gen AI regulatory frameworks and policies.
Understand data compliance and risk metrics.
Refresh AIML technology fundamentals.

Behavioral Questions

Describe a risk management challenge faced.
Explain how you communicate complex regulations.
Share a successful cross-team collaboration example.
Illustrate a situation with regulatory compliance issues.

Frequently Asked Questions