AML Financial Intelligence Unit Analyst

@ Interactive Brokers

Company Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA with offices in over 15 countries. Known for cutting-edge technology and client commitment, IBKR affiliates provide electronic brokerage services across stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories.

Key Responsibilities

• Conduct ongoing surveillance and investigations on client activities as part of the AML team.
• Utilize IBKR360 case management tool for documentation and compliance.
• Review client profiles and transaction histories to assess risk and rationale.
• Document risk-based rationales and adhere to internal and regulatory standards.
• Support Quality Assurance benchmarks and timely completion of tasks.
• Assist with responses to external queries and regional surveillance communications.
• Help develop work paper templates and process documentation for regional teams.

Qualifications and Experience

• Bachelor’s degree in law, business, finance, or accounting, or equivalent compliance accreditation such as CAMS.
• Minimum 2 years experience in transaction monitoring for financial crimes, preferably in a large broker or financial institution with EU exposure.
• Experience in identifying red flags, using SQL for data queries, and understanding local regulations and European directives.
• Strong analytical skills with keen attention to detail and excellent communication abilities.
• Self-motivated team player capable of working both independently and collaboratively.

Key skills/competency

• AML
• Financial Intelligence
• Compliance
• Transaction Monitoring
• Risk Assessment
• Case Management
• SQL
• Investigation
• Surveillance
• Regulatory