Compliance Manager Risk and Governance

Who is HSBC Innovation Banking?

HSBC Innovation Banking is the power behind the UK’s forward-thinkers, future-makers, and leap-takers, helping them ignite the bold ideas that reshape our world. We offer flexible banking solutions for start-ups, scale-ups, growth businesses, investors, and those working towards IPO typically within the technology and life science sectors. Whether it’s comprehensive banking, managing cashflow, plans for buyouts, or Strategic Fund Solutions, we power ideas at every stage of their journey. From the first-time founders to the funds that back them, and everything in between. We're proud to accelerate growth for our clients, create meaningful connections and communities, and open a world of global opportunity for entrepreneurs and investors alike. Here’s to never standing still. Come and join us!

The Compliance Manager Risk and Governance reports to the Senior Manager, Risk and Governance and provides support across the HINV UK Compliance team. They are required to prioritise and work independently whilst being a part of a dynamic team.

The Value You’ll Add

The individual is expected to support the Regulatory Compliance team in executing their duties, understand and analyse complex issues to come to conclusions supported by evidence, and have excellent attention to detail. They will need to be able to work on confidential and sensitive matters, exercising good judgement in the execution of their role and putting the needs of the business first and in line with our regulatory obligations, supported by senior team members. For the right person, this role provides a learning and growth opportunity with possibility for team mobility and to develop an excellent transferable skillset.

What You Can Expect To Be Doing

• Supporting the production of management information to various committees on compliance and risks activities including to the governing body, Risk Management Meeting and other relevant HINV committees and forums.
• Review and assess risks across Regulatory Compliance, including maintaining the HINV monthly Risk Map and managing associating review and challenge.
• Supporting the annual refresh of Regulatory Compliance Risk Appetite Metrics and periodic metrics submissions.
• Oversight, reviewing and assessing Regulatory Compliance related issues and risk events and establishing the extent of any regulatory breaches and/or remediation required.
• Reviewing, challenging and disseminating policies and procedures for Regulatory Compliance.
• Creation and oversight of Regulatory Compliance related Operating Instructions.
• Assisting with ad hoc Compliance Advisory work as required, such as in relation to project work or training oversight.
• Supporting other ad-hoc projects as the need arises.

Where You’ll Be Based

Our home office in Finsbury Square, London. We offer hybrid working to our employees, so you can flex between home and the office, with a current requirement to be in the office 2 days per week. Being open to different points of view is important for our business and the communities we serve. At HSBC, we’re dedicated to creating diverse and inclusive workplaces - no matter their gender, ethnicity, disability, religion, sexual orientation, or age. We are committed to removing barriers and ensuring careers at HSBC are inclusive and accessible for everyone to be at their best. We take pride in being a Disability Confident Leader and will offer an interview to people with disabilities, long term conditions or neurodivergent candidates who meet the minimum criteria for the role.

Key skills/competency

• Regulatory Compliance
• Risk Management
• Governance Frameworks
• Policy Development
• Management Information (MI) Reporting
• Issue & Incident Management
• Financial Services Regulations
• Attention to Detail
• Stakeholder Management
• Analytical Thinking