Vice President Asset Management Compliance @ Fidelity Investments
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About the Role
The Vice President Asset Management Compliance at Fidelity Investments is a key role on the Alternatives Compliance Team. You will work with investment teams across all asset classes to ensure compliance with global regulations, investor requirements and corporate policies, thus maintaining customer trust and confidence.
Responsibilities
- Lead the liquid alternatives compliance program and provide subject matter expertise.
- Manage, support, and evolve the Alternatives compliance program.
- Collaborate with Compliance Operations, Reporting and Data teams.
- Provide oversight and guidance to investment teams and business leaders.
Expertise and Skills
Candidates must have extensive asset management compliance experience, with either 12+ years (Bachelor's) or 10+ years (Master's). Experience includes fund formation, operational, distribution and compliance matters in various asset classes such as hedge funds, liquid alternatives, private equity, and more.
Primary Responsibilities
- Develop and enhance the Alternatives compliance program.
- Support product development and new alternatives offerings.
- Maintain compliance for Fidelity’s registered and private funds.
- Assist with growth and mentorship within the compliance team.
The Team
The Alternatives Compliance team is part of Asset Management Compliance at Fidelity Investments and works closely with portfolio management, legal, risk, and operations teams to support and grow the alternatives business.
Compensation and Benefits
The base salary range is $125,000 to $210,000 per year, along with bonus and variable compensation. Benefits include comprehensive healthcare, retirement plans, generous leave policies, educational assistance, and more.
Work Arrangement
This role follows a hybrid model, requiring onsite presence every other week in a Fidelity office.
Key skills/competency
- Compliance
- Asset Management
- Alternatives
- Risk
- Regulations
- Fund Formation
- Mentorship
- Oversight
- Collaboration
- Program Development
How to Get Hired at Fidelity Investments
🎯 Tips for Getting Hired
- Customize your resume: Tailor experience to asset management compliance.
- Highlight expertise: Emphasize alternatives and regulatory background.
- Research Fidelity: Understand their culture and operations.
- Prepare for interviews: Focus on compliance challenges and leadership.