Core Regulatory Compliance Analyst

Position Overview

Evercore is seeking an experienced Core Regulatory Compliance Analyst to join its team in New York, NY. Reporting to the Vice President, this individual will be part of a team of 4-6, contributing to a premier independent investment banking advisory firm with approximately 2,400 global employees. The ideal candidate is highly motivated, possesses a strong work ethic, and thrives in a fast-paced environment with a focus on client service, problem-solving, and proactive issue resolution.

Primary Responsibilities

The Core Compliance team is central to navigating the highly regulated financial services industry. Key responsibilities for the Core Regulatory Compliance Analyst will include:

• Assisting with the onboarding process for new employees.
• Managing registrations for various regulatory bodies.
• Coordinating and scheduling regulatory examinations.
• Maintaining and monitoring regulatory requirements for registered representatives.

Specific Qualifications

• B.A. degree required.
• Minimum of 1-2 years of experience in Compliance, Risk Management, or a related field.
• Solid understanding of regulatory requirements and industry best practices in Compliance.
• Exceptional attention to detail, with the ability to identify discrepancies, trends, and compliance risks effectively.
• Proven project management skills, capable of handling multiple projects simultaneously in a demanding environment.
• Strong problem-solving abilities to develop actionable solutions.
• Excellent organizational skills to meet tight deadlines and adapt to changing priorities.
• Ability to work both independently and collaboratively within cross-functional teams.
• Superior written and verbal communication skills, interacting effectively with employees at all levels.
• High ethical standards, sound judgment, and a commitment to confidentiality and integrity in all compliance matters.
• Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint); experience with compliance management-related software is a plus.

Work Hours

The standard hours are 9:00am – 6:00pm, with flexibility to start earlier or work later as needed to meet business demands.

About Evercore

Evercore (NYSE: EVR) is a premier global independent investment banking advisory firm, established in 1995. Headquartered in New York with offices worldwide, Evercore helps clients achieve superior results through independent and innovative advice on strategic matters such as mergers and acquisitions, shareholder advisory, restructurings, and capital structure. The firm also offers capital raising, equity research, sales and trading execution, and wealth and investment management services.

Key Skills/Competency

• Regulatory Compliance
• Risk Management
• Financial Services Regulations
• Project Management
• Attention to Detail
• Problem Solving
• Organizational Skills
• Communication Skills
• Confidentiality
• Microsoft Office Suite