Compliance Analyst
D. E. Shaw India Private Limited
Job Overview
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Job Description
Compliance Analyst - Core and Advisory Reporting
The D. E. Shaw group is a global investment and technology development firm with over $85 billion in investment capital. We have offices in North America, Europe, and Asia, and a significant presence in global capital markets. Founded in 1988, we are known for successful investing, innovation, risk management, and quality staff. Our India offices are located in Hyderabad, Gurugram, and Bengaluru.
About the Role
We are seeking an Analyst to join our Compliance team in Hyderabad or Gurugram. You will collaborate with attorneys and compliance professionals to ensure adherence to regulatory requirements. This role offers broad exposure to the firm’s trading, operations, and software development groups, and involves handling real-time issues within a dynamic regulatory environment.
What You'll Do Day-to-Day
- Review pre-clearance requests, brokerage disclosures, and restricted list activity, identifying risks and advising stakeholders.
- Lead complex investigations into potential policy breaches, working with Legal, Compliance, HR, and business leadership.
- Enhance the Code of Ethics monitoring program by refining frameworks, strengthening policies, and using data-driven insights.
- Assist in filing regulatory obligations requiring complex quantitative and qualitative data analysis.
- Work on long-term projects with development and analytics teams to maintain high compliance standards.
Who We're Looking For
Basic Qualifications:
- Master of Business Administration (MBA/PGDM) with 1-3 years of experience in the financial services industry.
- Result-oriented, self-motivated with robust analytical and problem-solving skills.
- Ability to learn quickly, high attention to detail, and capacity to meet tight deadlines.
- Excellent written and oral communication, and exceptional interpersonal skills.
- Understanding of securities regulations, Code of Ethics framework, and financial instruments.
Preferred Qualifications:
- Technical skills such as Python, Power Query, Power BI, or similar tools.
Career Restart Initiative
We encourage candidates with relevant experience looking to restart their careers after a break to apply. Learn about Recommence, our gender-neutral return-to-work initiative.
The Firm Offers
Excellent benefits, a casual, collegial working environment, and an attractive compensation package.
Key skills/competency
- Compliance
- Regulatory Reporting
- Securities Regulations
- Code of Ethics
- Financial Services
- Risk Management
- Data Analysis
- Policy Development
- Investigation
- Stakeholder Communication
How to Get Hired at D. E. Shaw India Private Limited
- Tailor your resume: Highlight your MBA/PGDM, 1-3 years of financial services experience, and understanding of securities regulations and financial instruments.
- Showcase analytical skills: Emphasize your problem-solving abilities, attention to detail, and capacity to meet deadlines, referencing relevant projects or achievements.
- Demonstrate technical aptitude: If applicable, clearly list your proficiency in tools like Python, Power Query, or Power BI in your resume and cover letter.
- Prepare for interviews: Be ready to discuss your experience with compliance, regulatory environments, and how you've handled complex investigations or advised stakeholders.
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