Audit Manager FCC AML
@ Capital One

New York, NY
$151,600
On Site
Full Time
Posted 20 hours ago

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XXXXXXXXXX XXXXXXXXXXXXX XXXXXXXXX******* @capitalone.com
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Job Details

Overview

Capital One’s Audit function delivers top-quality assurance services to the Audit Committee. The team consists of experienced and credentialed audit professionals working in a collaborative and agile environment. This creates a dynamic setting for personal growth and professional opportunity.

Role Summary

The Audit Manager FCC AML at Capital One focuses on audits of Financial Crime Compliance and Anti-Money Laundering initiatives. The role supports the integration efforts with Discover Financial Services while executing audit projects, guiding audit teams, and leveraging data analytics tools.

Key Responsibilities

  • Plan and perform BSA/AML compliance audits on an enterprise level.
  • Conduct AML risk assessments and design compliance audit procedures.
  • Develop the annual audit plan using data analytics tools.
  • Establish working relationships with internal and external management.
  • Communicate audit findings through written reports and presentations.
  • Manage audit resources and provide constructive feedback to the team.

What We’re Looking For

An energetic, self-motivated professional with a passion for coaching, a strong background in auditing, compliance, and risk management, and a comfort level with data analytics. The candidate should be adaptable, curious, and capable of building strong business relationships.

Travel & Work Arrangement

This role involves 10-15% travel. It is a hybrid position with 3 in-person days per week and 1 virtual day.

Basic & Preferred Qualifications

  • Bachelor’s Degree or military experience.
  • Minimum 5 years experience in auditing, compliance, or risk management.
  • At least 3 years in financial crimes compliance and leading audits.
  • Preferred advanced degree and professional certifications such as CAMS, CIA, CPA, CRCM, or CFE.
  • Experience with data analytics tools is a plus.

Compensation & Benefits

Salary varies by location across several major U.S. offices such as Charlotte, Chicago, McLean, New York, Plano, Richmond, and Riverwoods. Incentive compensation may include cash bonuses and/or long term incentives. Capital One also offers comprehensive benefits supporting health, financial wellness, and overall well-being.

Equal Opportunity & More

Capital One is an equal opportunity employer committed to diversity, inclusion, and providing reasonable accommodations during the recruitment process. For support, candidates may contact the recruiting team directly.

Key skills/competency

  • audit
  • compliance
  • risk
  • AML
  • FCC
  • data analytics
  • leadership
  • planning
  • BSA
  • coaching
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How to Get Hired at Capital One

🎯 Tips for Getting Hired

  • Research Capital One's culture: Understand their agile audit environment.
  • Customize your resume: Highlight compliance and risk experience.
  • Leverage data skills: Emphasize data analytics in audits.
  • Prepare for interviews: Focus on leadership and audit scenarios.
  • Follow application tips: Detail relevant credentials and certifications.

📝 Interview Preparation Advice

Technical Preparation

Review data analytics audit tools.
Study BSA/AML compliance standards.
Practice risk assessment methodologies.
Refresh familiarity with audit software.

Behavioral Questions

Describe a challenging audit scenario.
Explain your team coaching experience.
Discuss adapting to audit change.
Share how you manage conflicts.

Frequently Asked Questions