AML Sr. Investigator I - Special Investigations Unit

AML Senior Investigator I - Special Investigations Unit

The Anti-Money Laundering (AML) Senior Investigator I supports various AML processes, which includes suspicious activity investigations or other AML processes. The AML Senior Investigator I will work closely with AML Supervisors and Managers to perform other critical functions. The Special Investigations Unit conducts suspicious activity reporting and closing investigations for high-risk typologies, among other items.

Responsibilities:

• Build and maintain awareness of the broader context and implications of the various types of risk affecting the business (e.g., financial, legal, reputation, etc.).
• Review system generated alerts, assess impact to AML processes, conduct research as required, and document results in written format.
• Write suspicious activity reports (conducts enterprise wide reviews of the relationship), make closing recommendations, and other applicable AML processes in accordance with regulations and time limitations.
• Escalate or resolve issues as appropriate for advanced investigation and analysis
• Review referrals from various sources (e.g., lines of business, Legal, Senior Management, etc.)
• Self-manage a queue of alerts, cases, and closing investigations
• Conduct presentations to Senior Leadership and/or Legal
• Help maintain operations of a SIU Specialty Desk and actively contributes, which can include keeping desk guides current and decisioning referrals

Basic Qualifications:

• High School Diploma, GED or equivalent certification
• At least 2 years of Anti-Money Laundering (AML) or Fraud investigative experience filing Suspicious Activity Reports (SARs)
• At least 1 year of Microsoft Office or Google Suite experience

Preferred Qualifications:

• 3+ years AML or Fraud investigative experience filing SARs.
• Bachelor’s degree
• Association of Certified Anti-Money Laundering Specialists (ACAMS), Certified Fraud Examiner (CFE), Certified Financial Crimes Investigator (CFCI), or other relevant certification(s) or industry-related association membership

Work From Home Requirements:

Are you looking for a challenging role that includes the convenience of working virtually at home? Then a Capital One Anti-Money Laundering Investigator role may be the role for you! You must be within 50 miles driving distance from our Capital One hub in Wilmington, DE / Richmond, VA / Plano, TX / Chicago, IL / Mclean, VA

Work From Home Technology Requirements:

• A secure home office environment that is free from background noise and distractions
• A reliable private internet connection that is not supplied by use cellular data (hot spot)
• Cable or fiber connections are preferred
• Internet service download speeds must be at least 5 mbps, with 10+ mbps preferred
• Sustained ability to maintain latency less than 250 ms in voice calls is required
• Hard wired connectivity is preferred, any use of wireless connectivity must be Private (non-public) and password protected through WPA2-PSK (AES) encryption.
• A private network is password protected where you have ownership or line of site to every device on the network
• Capital One reserves the right to request proof of internet provider, speed and service package from the associate
• Requirements are subject to change, as new systems and technology is delivered.

Work from Home Living Requirements:

Candidates must live within 50 miles driving distance of one of the hub locations based in Wilmington, DE / Richmond, VA / Plano, TX / Chicago, IL / Mclean, VA and be comfortable coming in person whenever required with no less than 24 hours notice.

Equal Opportunity Employer:

Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries.

Accommodation Requests:

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you will provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

Key skills/competency:

• Anti-Money Laundering (AML)
• Suspicious Activity Reporting (SARs)
• Fraud Investigation
• Risk Management
• Regulatory Compliance
• Investigation Skills
• Case Management
• Critical Thinking
• Research and Documentation
• Microsoft Office Suite