AML Senior Investigator II, SIU Supervisor

About the Role: AML Senior Investigator II, SIU Supervisor at Capital One

As an AML Senior Investigator II, SIU Supervisor at Capital One, you will play a critical role in safeguarding the company against financial crime. This position involves supervising various Anti-Money Laundering (AML) processes, including suspicious activity investigations and closing reviews. You will work closely with AML Process Managers, taking responsibility for planning and conducting AML-related processes and managing the workflow of AML analysis. A key aspect of this role is coaching and educating your team on best practices and regulatory requirements within the AML domain.

Operational Management & Training

You will be responsible for the daily supervision of workflow and operational metrics for the AML Operations team. This includes direct supervision of a small central unit of Investigators. A significant part of your role involves assisting with training initiatives within Regulatory Operations and other business areas, ensuring a high level of competency across the board.

Policy & Procedure Impact

This role offers the opportunity to contribute to internal AML Operations projects, particularly those related to the modification of existing policies and procedures. You will also assess new business acquisitions to determine how their work should integrate into existing AML Operations units, ensuring seamless and compliant transitions.

Quality Assurance & Escalation Handling

Maintaining high standards is paramount. You will perform quality assurance on critical documents such as draft Suspicious Activity Reports and closing cases, as well as other AML processes. Furthermore, you will be the point person for handling escalated issues, providing advanced investigation and analysis to resolve complex situations.

Industry Knowledge

Staying ahead of the curve is crucial. You will assess internal trends and monitor the external regulatory and law enforcement environment to make informed recommendations. This includes identifying potential risk areas and suggesting alterations or additions to typologies in specific business areas to enhance Capital One's AML framework.

Basic Qualifications

• High School Diploma, GED or equivalent certification
• At least 1 year of leadership experience in Fraud, AML investigations or a Compliance role
• At least 2 years of investigative experience in Fraud or AML investigations

Preferred Qualifications

• Bachelor's Degree
• 2+ years of people leader experience in Fraud, AML investigations, or Compliance role
• 3+ years of investigative experience in Fraud and AML investigations
• Certified Anti-Money Laundering Specialist (CAMS) certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification

Key skills/competency

• Anti-Money Laundering (AML)
• Suspicious Activity Reports (SAR)
• Fraud Investigation
• Compliance Management
• Regulatory Operations
• Team Leadership
• Policy Development
• Risk Assessment
• Financial Crime
• Quality Assurance