Compliance Specialist
Assurant
Job Overview
Who's the hiring manager?
Sign up to PitchMeAI to discover the hiring manager's details for this job. We will also write them an intro email for you.
Job Description
Job Overview: Compliance Specialist
We are seeking a Compliance Specialist to join our dynamic and collaborative compliance team at Assurant. This role is ideal for an early-career professional with foundational knowledge in financial services or insurance compliance, eager to learn and grow. You will play a key role in ensuring adherence to regulatory requirements and internal compliance standards across multiple business lines (ABIC, ABLAC, ASCI).
This role operates on a primarily remote work model; however, the selected candidate must be able to work onsite at a designated Hamilton, Ontario office location at least one (1) day per month. Candidates should be located within a reasonable commuting distance to support this requirement.
What makes us different?
- Growing global Fortune 500 organization in risk management solutions.
- Enjoy flexibility with a primarily remote work model (one day a month in the office).
- Access mentorship and long-term career growth opportunities.
Duties and Responsibilities
Regulatory Filings & Licensing
- Prepare and manage corporate and regulatory filings for multiple legal entities.
- Research and analyze licensing requirements, lead interactions with regulatory staff.
- Support licensing activities under the Restricted Insurance Agent regime.
Compliance Programs & Oversight
- Conduct distribution oversight activities and monitor legislative/regulatory developments.
- Oversee compliance-related programs such as AML/ATF screenings and monthly OSFI filings.
- Facilitate Compliance Outsourcing Arrangements oversight program.
Training & Reviews
- Administer compliance training programs and ensure 100% completion.
- Perform compliance reviews of marketing and client-facing materials.
Reporting & Policy Development
- Draft policies and procedures; contribute to compliance reports for senior management.
- Assist with market conduct reviews, complaint handling, and privacy matters.
Requirements for this Position
- University or college degree required (any discipline; compliance coursework is a plus).
- A minimum of 1 year of relevant experience within Compliance, including internships or co-op placements in banking, insurance, or financial services.
- Familiarity with Canadian regulatory frameworks (OSFI guidelines).
- Strong attention to detail, organizational skills, and ability to manage multiple priorities.
- Excellent communication skills and willingness to learn in a fast-paced environment.
Key skills/competency
- Regulatory Compliance
- Financial Services Compliance
- Insurance Compliance
- AML/ATF
- OSFI Guidelines
- Policy Development
- Risk Management
- Corporate Filings
- Licensing Management
- Regulatory Reporting
How to Get Hired at Assurant
- Research Assurant's culture: Study their mission, values, recent news, and employee testimonials on LinkedIn and Glassdoor.
- Tailor your resume: Customize your resume to highlight experience in compliance, financial services, or insurance, emphasizing regulatory frameworks and attention to detail.
- Showcase relevant skills: Emphasize your knowledge of Canadian regulatory frameworks (OSFI), organizational skills, and communication abilities for the Compliance Specialist role.
- Prepare for behavioral interviews: Practice articulating how your past experiences demonstrate problem-solving, attention to detail, and a proactive learning attitude.
- Understand Assurant's business: Familiarize yourself with Assurant's risk management solutions and global presence to show genuine interest.
Frequently Asked Questions
Find answers to common questions about this job opportunity
Explore similar opportunities that match your background