Senior Compliance Officer, Investment Compliance
Harris Associates · Chicago, Illinois, United States
Posted 22 days ago
or apply directly on Harris Associates's site. We never take the application ourselves.
Is this posting real?
- This role has been open
- 22 days Harris Associates's roles stay open a median of 53 days
- Reposted
- No
- Salary listed
- No 0% of Harris Associates's roles list one
- Ghost-job risk at Harris Associates
- high 8 stale, 0 reposted of 11 open
- Hiring momentum
- 11 roles opened in the last 90 days ↑ up vs. the prior 90 days
- Last confirmed on the employer's board
- 2026-10-23
Measured from postings appearing on and disappearing from Harris Associates's own greenhouse board since 2026-08-03. Full hiring picture for Harris Associates.
About this role
The Senior Compliance Officer for Investment Compliance at Harris will oversee adherence to investment restrictions and regulatory requirements across managed portfolios. Daily tasks include interpreting investment guidelines, implementing compliance controls, performing trade compliance monitoring, and enhancing the investment compliance program through automation and collaboration with various teams. The role requires strong analytical skills and the ability to resolve complex compliance issues while maintaining effective communication with stakeholders.
- benefits
- 4/5
- freshness
- 5/5
- career value
- 4/5
- role clarity
- 5/5
- pay transparency
- 0/5
Scored from the posting itself — how clearly the role is described, how much it says about pay and benefits, and how recently it was listed. Not a judgement of Harris Associates as an employer.
What you need
- Bachelor’s degree
- 10+ years of relevant investment management experience
- Experience with U.S. registered funds and separately managed accounts
- Hands-on experience with Charles River or a comparable automated investment compliance platform
- Thorough understanding of the trade order lifecycle and compliance monitoring
- Knowledge of U.S. investment management regulation
Nice to have
- Familiarity with additional regulatory frameworks such as ERISA and UCITS
- Experience analyzing large datasets; familiarity with SQL or Power BI
What you get
- Medical, prescription drug, dental and vision insurance
- Paid time off
- Profit sharing plan
- 401k plan
- Tuition reimbursement
- Commuter and holistic wellness benefits
Worth weighing
- Role requires regular in-office attendance in Chicago due to collaboration needs
- After-hours support may be required for compliance processing
- Salary range provided is $155,000 - $175,000, but actual pay may vary based on individual factors
Summarised from Harris Associates's posting. Read the full original.
Listed by Harris Associates on their greenhouse job board, last confirmed open on 2026-10-23. PitchMeAI is not the employer.
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