Fund Compliance, Associate Director
PINE Advisor Solutions · Denver, CO
Posted 6 days ago · $80,000 - $120,000
or apply directly on PINE Advisor Solutions's site. We never take the application ourselves.
Is this posting real?
- This role has been open
- 6 days PINE Advisor Solutions's roles stay open a median of 7 days
- Reposted
- No
- Salary listed
- Yes 50% of PINE Advisor Solutions's roles list one
- Ghost-job risk at PINE Advisor Solutions
- low 0 stale, 0 reposted of 2 open
- Hiring momentum
- 5 roles opened in the last 90 days ↑ up vs. the prior 90 days
- Last confirmed on the employer's board
- 2026-09-17
Measured from postings appearing on and disappearing from PINE Advisor Solutions's own greenhouse board since 2026-08-03. Full hiring picture for PINE Advisor Solutions.
About this role
The Fund Compliance Associate Director at PINE Advisor Solutions will oversee regulatory and compliance functions for registered fund clients, ensuring adherence to the Investment Company Act of 1940. Daily responsibilities include preparing compliance reports, conducting due diligence reviews, and developing compliance policies while leveraging technology to enhance operational efficiency. This role also involves leading projects and collaborating with various stakeholders to improve compliance processes and training new staff.
- benefits
- 3/5
- freshness
- 5/5
- career value
- 4/5
- role clarity
- 4/5
- pay transparency
- 5/5
Scored from the posting itself — how clearly the role is described, how much it says about pay and benefits, and how recently it was listed. Not a judgement of PINE Advisor Solutions as an employer.
What you need
- Minimum of 5–8 years of experience in compliance, risk management, audit, or the investment management industry
- Bachelor’s degree required
- Functional knowledge of the Investment Company Act of 1940 and its application to registered fund compliance programs
- Strong understanding of the registered fund ecosystem, including key service providers, fund structures, and operational workflows
- Experience managing projects, coordinating multiple stakeholders, and driving initiatives through completion
- Ability to identify inefficiencies, recommend practical improvements, and implement sustainable process enhancements
Nice to have
- Prior experience with compliance and regulatory matters affecting investment advisers, pooled investment vehicles, and/or registered mutual funds strongly preferred
- Experience managing people and/or processes preferred
What you get
- Health Insurance – we cover 100% of the cost for employees
- A comprehensive selection of medical, dental, and vision health plans
- Life and disability insurance
- 401(k) savings plan
- Unlimited vacation policy
- Paid maternity and paternity leave
Worth weighing
- Hybrid work model requires 2-3 days in the Denver office, with 5 days in the office during initial training period
- Salary range is $80,000 - $120,000, actual compensation based on experience and qualifications, with potential for discretionary bonuses
Summarised from PINE Advisor Solutions's posting. Read the full original.
Listed by PINE Advisor Solutions on their greenhouse job board, last confirmed open on 2026-09-17. PitchMeAI is not the employer.