or apply directly on Jobgether's site. We never take the application ourselves.
Is this posting real?
- This role has been open
- 15 days Jobgether's roles stay open a median of 12 days
- Reposted
- No
- Salary listed
- No 0% of Jobgether's roles list one
- Ghost-job risk at Jobgether
- low 0 stale, 0 reposted of 4,675 open
- Hiring momentum
- 24620 roles opened in the last 90 days ↑ up vs. the prior 90 days
- Last confirmed on the employer's board
- 2026-09-17
Measured from postings appearing on and disappearing from Jobgether's own lever board since 2026-08-04. Full hiring picture for Jobgether.
About this role
The Broker-Dealer Compliance Analyst role involves overseeing compliance matters throughout the registered representative lifecycle, including onboarding, registration, and ongoing monitoring. The position requires regulatory analysis, surveillance, and direct interaction with registered representatives to identify and address potential regulatory concerns. This fully remote position emphasizes strong judgment and meticulous attention to detail while managing multiple compliance matters independently.
- benefits
- 1/5
- freshness
- 4/5
- career value
- 4/5
- role clarity
- 4/5
- pay transparency
- 0/5
Scored from the posting itself — how clearly the role is described, how much it says about pay and benefits, and how recently it was listed. Not a judgement of Jobgether as an employer.
What you need
- Experience in broker-dealer compliance and supervisory programs
- Ability to conduct regulatory analysis and surveillance
- Strong judgment and attention to detail
- Experience managing multiple compliance matters and deadlines independently
Worth weighing
- Position is fully remote
- Role involves complex problem-solving in a regulatory environment
- Exposure to FINRA, SEC, and state regulatory requirements
Summarised from Jobgether's posting. Read the full original.
Listed by Jobgether on their lever job board, last confirmed open on 2026-09-17. PitchMeAI is not the employer.