Regulatory & Compliance, Associate
iCapital · Salt Lake City, Utah, United States
Posted 27 days ago · $ 70,000 to $ 85,000
or apply directly on iCapital's site. We never take the application ourselves.
Is this posting real?
- This role has been open
- 27 days iCapital's roles stay open a median of 45 days
- Reposted
- No
- Salary listed
- Yes 76% of iCapital's roles list one
- Ghost-job risk at iCapital
- low 0 stale, 5 reposted of 213 open
- Hiring momentum
- 272 roles opened in the last 90 days ↑ up vs. the prior 90 days
- Last confirmed on the employer's board
- 2026-09-17
Measured from postings appearing on and disappearing from iCapital's own greenhouse board since 2026-08-03. Full hiring picture for iCapital.
About this role
The Compliance Associate at iCapital will focus on leading the review and approval process for investor AML and KYC documentation, ensuring compliance with regulatory requirements. Daily responsibilities include reviewing documentation, performing third-party testing, collaborating on compliance initiatives, conducting AML screenings, and assisting with audits and inquiries.
- benefits
- 4/5
- freshness
- 4/5
- career value
- 4/5
- role clarity
- 4/5
- pay transparency
- 5/5
Scored from the posting itself — how clearly the role is described, how much it says about pay and benefits, and how recently it was listed. Not a judgement of iCapital as an employer.
What you need
- 1-4 years of alternatives experience, preferably with both broker dealer and registered investment advisor experience
- Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933 and Cayman Islands Anti-Money Laundering Regulations
- AML and KYC knowledge of regulatory requirements for private fund investors
- Experience with AML screening resolution vendor tools (i.e. LexisNexis, Worldcheck, ComplyAdvantage)
- Excellent verbal communication skills with the ability for personal interaction
- Thrives in a fast-paced environment with a continuous learning mindset
Nice to have
- ACAMS certification is preferred
- JD is a plus
What you get
- Base salary range of $70,000 to $85,000
- Equity for all full-time employees
- Annual performance bonus
- Employer matched retirement plan
- Generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling
- Parental leave
Worth weighing
- Fast-paced environment may require adaptability and resilience
- In-office work required Monday-Thursday with remote flexibility only on Fridays
Summarised from iCapital's posting. Read the full original.
Listed by iCapital on their greenhouse job board, last confirmed open on 2026-09-17. PitchMeAI is not the employer.
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