PitchMeAI Jobs
Garda Capital Partners

Deputy Chief Compliance Officer (DCCO)

Garda Capital Partners · New York, New York, United States; Wayzata, Minnesota, United States

Posted 29 days ago · $200,000-225,000

or apply directly on Garda Capital Partners's site. We never take the application ourselves.

Is this posting real?

This role has been open
29 days
Garda Capital Partners's roles stay open a median of 30 days
Reposted
No
Salary listed
Yes
6% of Garda Capital Partners's roles list one
Ghost-job risk at Garda Capital Partners
high
6 stale, 0 reposted of 16 open
Hiring momentum
19 roles opened in the last 90 days
↑ up vs. the prior 90 days
Last confirmed on the employer's board
2026-09-17

Measured from postings appearing on and disappearing from Garda Capital Partners's own greenhouse board since 2026-08-03. Full hiring picture for Garda Capital Partners.

About this role

The Deputy Chief Compliance Officer (DCCO) at Garda Capital Partners will lead and enhance the firm's compliance program, focusing on operational and investment activities. Responsibilities include overseeing compliance staff, managing regulatory examinations, collaborating with various teams, and ensuring adherence to laws and regulations. The role also involves training staff, handling third-party vendor relationships, and supporting investor relations efforts.

Our read on this posting4.0out of 5
benefits
2/5
freshness
4/5
career value
4/5
role clarity
5/5
pay transparency
5/5

Scored from the posting itself — how clearly the role is described, how much it says about pay and benefits, and how recently it was listed. Not a judgement of Garda Capital Partners as an employer.

What you need

  • Minimum of 10 years of work experience in a compliance function within an SEC- or FINRA-regulated firm or relevant experience with a consulting firm, including leadership or supervisory experience
  • Knowledge and experience with US and international investment management regulatory regimes and laws applicable to trading activities and capital markets
  • Strong analytical skills with attention to detail
  • Excellent verbal and written communication skills
  • Four-year college degree; accounting or finance emphasis preferred

Nice to have

  • Experience on a trading desk may be considered in lieu of direct compliance experience
  • Experience with fixed income and derivative products preferred
  • Familiarity with international regulators such as the Danish FSA, Singapore MAS, or Swiss FINMA is a plus
  • CFA designation or Juris Doctor (JD) degree is a plus

What you get

  • Base salary range of $200,000-225,000 in Wayzata and $200,000-250,000 in New York City
  • Discretionary bonus
  • Healthcare plan
  • 401(k) matching program

Worth weighing

  • In-office position with flexibility between Wayzata and New York City
  • Salary range may vary based on location and individual factors
  • Role involves significant leadership responsibilities and oversight of compliance processes

Summarised from Garda Capital Partners's posting. Read the full original.

Listed by Garda Capital Partners on their greenhouse job board, last confirmed open on 2026-09-17. PitchMeAI is not the employer.

More roles at Garda Capital Partners

All 16 open roles at Garda Capital Partners →