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Alpaca

Brokerage Operations Associate II - New Accounts Principal

Alpaca · Remote - Americas

Posted 16 days ago

or apply directly on Alpaca 's site. We never take the application ourselves.

Is this posting real?

This role has been open
16 days
Alpaca 's roles stay open a median of 43 days
Reposted
No
Salary listed
No
0% of Alpaca 's roles list one
Ghost-job risk at Alpaca
high
27 stale, 1 reposted of 60 open
Hiring momentum
100 roles opened in the last 90 days
↑ up vs. the prior 90 days
Last confirmed on the employer's board
2026-09-17

Measured from postings appearing on and disappearing from Alpaca 's own greenhouse board since 2026-08-03. Full hiring picture for Alpaca .

About this role

In this role as a New Accounts Principal, you will manage complex account operations, focusing on onboarding, maintenance, and compliance for both domestic and foreign entity accounts. You will collaborate with the New Accounts Principal Manager and the Director of Operations to address escalated issues, drive operational programs, and ensure adherence to regulatory standards. Your daily tasks will involve data analysis, communication with partners, and leading projects to enhance operational efficiency.

Our read on this posting2.8out of 5
benefits
2/5
freshness
4/5
career value
4/5
role clarity
4/5
pay transparency
0/5

Scored from the posting itself — how clearly the role is described, how much it says about pay and benefits, and how recently it was listed. Not a judgement of Alpaca as an employer.

What you need

  • Active FINRA Series 7 and 24 registrations
  • 5+ years of brokerage or financial services operations experience across new accounts, account maintenance, CIP/AML, escheatment, statement review, entity accounts, or related account operations
  • Experience with entity account operations, including KYB, EDD, and business entity documentation, both foreign and domestic
  • Experience supporting correspondent, institutional, B2B, or API-driven brokerage partners
  • Strong knowledge of KYC, CIP, and relevant AML frameworks, sanctions screening, and identity verification workflows
  • Strong Excel or Google Sheets skills and understanding of databases — tables, fields, and how data connects — for operational investigation, cleanup, and reconciliation-style work from large lists and exports

Nice to have

  • Deeper experience with complex entity account operations — layered ownership structures, unusual organizational forms, non-standard setups, and post-approval review — researching ambiguous cases, applying judgment, and escalating beyond routine onboarding
  • Experience assessing how onboarding decisions around account structure, classification, and related setup properties carry broader downstream impact, such as tax reporting and withholding, regulatory trade and account reporting, reserve and PAB treatment, and similar reporting or operational consequences
  • Deeper experience with offboarding lifecycle processes — estates, escheatment, and abandoned property operations
  • Deeper experience with statement and trade confirmation review, or similar operational control workflows
  • Prior experience at a self-clearing broker-dealer, correspondent clearing firm, or institutional brokerage operations environment

What you get

  • Competitive Salary & Stock Options
  • Health Benefits
  • New Hire Home-Office Setup: One-time USD $500
  • Monthly Stipend: USD $150 per month via a Brex Card

Worth weighing

  • Remote work environment may require strong self-management skills
  • Role involves significant data analysis and operational problem-solving, which may not appeal to all candidates
  • No specific salary range provided in the posting

Summarised from Alpaca 's posting. Read the full original.

Listed by Alpaca on their greenhouse job board, last confirmed open on 2026-09-17. PitchMeAI is not the employer.

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