Compliance - Broker-Dealer, Associate
TPG Careers Page · New York - 245 Park Avenue
Posted about 3 months ago · $110,000 – $125
or apply directly on TPG Careers Page 's site. We never take the application ourselves.
Is this posting real?
- This role has been open
- 80 days TPG Careers Page 's roles stay open a median of 74 days
- Reposted
- No
- Salary listed
- Yes 67% of TPG Careers Page 's roles list one
- Ghost-job risk at TPG Careers Page
- high 17 stale, 0 reposted of 18 open
- Hiring momentum
- 26 roles opened in the last 90 days ↑ up vs. the prior 90 days
- Last confirmed on the employer's board
- 2026-10-22
Measured from postings appearing on and disappearing from TPG Careers Page 's own greenhouse board since 2026-08-03. Full hiring picture for TPG Careers Page .
About this role
The Compliance Associate will join TPG's broker-dealer Compliance team in New York, focusing on compliance oversight of fundraising and capital market activities. Daily responsibilities include reviewing marketing materials, conducting communications surveillance, preparing regulatory filings, and developing compliance policies and training programs, while collaborating with various teams across the firm.
- benefits
- 3/5
- freshness
- 1/5
- career value
- 4/5
- role clarity
- 4/5
- pay transparency
- 5/5
Scored from the posting itself — how clearly the role is described, how much it says about pay and benefits, and how recently it was listed. Not a judgement of TPG Careers Page as an employer.
What you need
- 4+ years of professional compliance experience within financial services
- Ability to work well in a team environment
- Strong written and verbal communications skills
- Attention to detail, problem-solving skills, and the ability to handle tasks independently
- FINRA Series 7 and Series 24 licenses or willingness to obtain within six months
Nice to have
- Familiarity with the Advisers Act and FINRA rules
What you get
- Annual base salary ranging from $110,000 – $125,000
- Discretionary compensation
- Comprehensive health benefits
- Paid time off
- Other incentives may be available to certain eligible employees
Worth weighing
- No specific mention of remote work options
- Role may involve regulatory changes that could impact responsibilities
- Salary range provided, but no details on performance reviews or salary growth
Summarised from TPG Careers Page 's posting. Read the full original.
Listed by TPG Careers Page on their greenhouse job board, last confirmed open on 2026-10-22. PitchMeAI is not the employer.
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