or apply directly on tastylive's site. We never take the application ourselves.
Is this posting real?
- This role has been open
- 20 days tastylive's roles stay open a median of 24 days
- Reposted
- No
- Salary listed
- Yes 94% of tastylive's roles list one
- Ghost-job risk at tastylive
- moderate 3 stale, 1 reposted of 18 open
- Hiring momentum
- 30 roles opened in the last 90 days ↑ up vs. the prior 90 days
- Last confirmed on the employer's board
- 2026-09-17
Measured from postings appearing on and disappearing from tastylive's own greenhouse board since 2026-08-03. Full hiring picture for tastylive.
About this role
As a Compliance Officer, you will support the compliance program by ensuring adherence to CFTC Regulations and NFA rules, providing guidance on products, and maintaining firm registration. You will also assist with regulatory inquiries, review marketing materials, deliver training on compliance requirements, and supervise customer due diligence processes. The role is vital for maintaining the firm's regulatory standing and involves collaboration with various teams.
- benefits
- 5/5
- freshness
- 4/5
- career value
- 4/5
- role clarity
- 4/5
- pay transparency
- 5/5
Scored from the posting itself — how clearly the role is described, how much it says about pay and benefits, and how recently it was listed. Not a judgement of tastylive as an employer.
What you need
- Bachelors degree in Finance, Business, Law, or related field
- 5+ years of compliance experience in the retail forex, futures, or broader derivatives/securities industry
- Working knowledge of CFTC Regulations and NFA rules applicable to RFEDs, FCMs and Forex Dealer Members
- Strong understanding of AML/BSA requirements as applied to financial services
- Excellent written and verbal communication for regulatory correspondence and internal policy drafting
- Ability to work cross-functionally with trading desk, operations, IT and legal teams
Nice to have
- Prior experience at an NFA-regulated FCM or RFED, or regulatory agency
- Licensure: Series 3 and Series 34 strongly preferred
What you get
- Performance Bonuses
- Stock Purchase Options
- Medical/Vision/Dental Benefits
- 401k Plan
- 20 Paid Vacation Days (plus an additional paid vacation day the month of your birthday!)
- 10 Paid Sick Days
Worth weighing
- In-office requirement of 3 days a week
- Salary range is provided but may not reflect all levels of experience
- The role involves significant regulatory responsibilities which may be stressful
- The company emphasizes a high-performance culture which may imply a demanding work environment
Summarised from tastylive's posting. Read the full original.
Listed by tastylive on their greenhouse job board, last confirmed open on 2026-09-17. PitchMeAI is not the employer.
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