Sales and Distribution Compliance - Senior Vice President
iCapital · Greenwich, Connecticut, United States
Posted about 2 months ago · $190,000 to $225,000
or apply directly on iCapital's site. We never take the application ourselves.
Is this posting real?
- This role has been open
- 55 days iCapital's roles stay open a median of 55 days
- Reposted
- No
- Salary listed
- Yes 76% of iCapital's roles list one
- Ghost-job risk at iCapital
- high 161 stale, 5 reposted of 213 open
- Hiring momentum
- 272 roles opened in the last 90 days ↑ up vs. the prior 90 days
- Last confirmed on the employer's board
- 2026-09-27
Measured from postings appearing on and disappearing from iCapital's own greenhouse board since 2026-08-03. Full hiring picture for iCapital.
About this role
The Senior Vice President for Sales and Distribution Compliance at iCapital will lead the Broker Dealer and Distribution Compliance team, supporting the Chief Compliance Officer in managing the compliance program. This role involves overseeing compliance related to the distribution of alternative investments and structured products, ensuring adherence to FINRA and SEC regulations, and mentoring compliance staff while promoting a strong culture of compliance within the organization.
- benefits
- 4/5
- freshness
- 1/5
- career value
- 4/5
- role clarity
- 5/5
- pay transparency
- 5/5
Scored from the posting itself — how clearly the role is described, how much it says about pay and benefits, and how recently it was listed. Not a judgement of iCapital as an employer.
What you need
- 12-15+ years of relevant experience
- Significant experience in a FINRA-registered broker-dealer environment, including leadership or supervisory responsibility
- Demonstrated expertise in alternative investments, structured investments, or annuities from a compliance or regulatory perspective
- Strong working knowledge of FINRA rules, SEC regulations, suitability standards, and complex product oversight
- Experience managing regulatory exams, enforcement matters, and senior-level regulatory interactions
- Proven leadership skills with the ability to influence senior stakeholders and business partners
Nice to have
- JD is a plus
What you get
- Base salary range of $190,000 to $225,000
- Compensation package includes salary, equity for all full-time employees, and an annual performance bonus
- Comprehensive benefits package including employer matched retirement plan
- Generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling
- Parental leave
- Unlimited paid time off (PTO)
Worth weighing
- Role requires significant experience in a highly regulated environment, which may limit candidates without such background
- The position involves a high level of responsibility and oversight, which may be challenging for less experienced professionals
Summarised from iCapital's posting. Read the full original.
Listed by iCapital on their greenhouse job board, last confirmed open on 2026-09-27. PitchMeAI is not the employer.
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