or apply directly on CAIS's site. We never take the application ourselves.
Is this posting real?
- This role has been open
- 7 days CAIS's roles stay open a median of 41 days
- Reposted
- No
- Salary listed
- Yes 77% of CAIS's roles list one
- Ghost-job risk at CAIS
- high 6 stale, 0 reposted of 13 open
- Hiring momentum
- 14 roles opened in the last 90 days ↑ up vs. the prior 90 days
- Last confirmed on the employer's board
- 2026-09-17
Measured from postings appearing on and disappearing from CAIS's own greenhouse board since 2026-08-03. Full hiring picture for CAIS.
About this role
As a Compliance Officer at CAIS, you will support the core compliance program for CAIS Capital LLC, handling key regulatory processes and monitoring compliance activities. Your role will involve managing compliance systems, conducting surveillance of communications, and reviewing marketing materials for regulatory compliance. You will also collaborate with the Compliance Team to enhance compliance frameworks and participate in compliance oversight activities.
- benefits
- 4/5
- freshness
- 5/5
- career value
- 4/5
- role clarity
- 4/5
- pay transparency
- 5/5
Scored from the posting itself — how clearly the role is described, how much it says about pay and benefits, and how recently it was listed. Not a judgement of CAIS as an employer.
What you need
- 2-5 years + experience in a compliance role at a financial services firm
- Substantial knowledge of FINRA rules
- Bachelor’s degree
- FINRA Series 7 and Series 24 licenses
- Exemplary oral, written, and interpersonal communication skills
- Strong technical skills and excellent organizational skills
Nice to have
- Understanding of FINRA & SEC marketing/advertising rules
- Knowledge of compliance affairs of public and private funds
What you get
- Market competitive salary
- Performance bonus
- Generously subsidized healthcare
- 100% employer paid dental and vision insurance
- Employer matched retirement plan
- Wellness programs
Worth weighing
- Base salary range is $100,000 - $145,000, which may vary based on experience
- Role may involve navigating a dynamic regulatory environment
- Company uses AI tools in recruitment, which may affect the application process
Summarised from CAIS's posting. Read the full original.
Listed by CAIS on their greenhouse job board, last confirmed open on 2026-09-17. PitchMeAI is not the employer.
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